All CollectionsArchiving and complianceCompliance referenceCompliance referenceBy Dustin1 author·2 articlesArchiving Provider AcknowledgmentThis documents that your firm has chosen CurrentClient as your system of record for business-related electronic messaging.Compliance documentationHow CurrentClient meets SEC Rule 17a-4, Advisers Act, and FINRA 3110 and 4511 requirements for retention, supervision, and communications archiving