For compliance officers
The compliant channel has to be the easy one.
Off-channel texting starts when the approved tool is slower than a personal phone. CurrentClient gives advisors a business line they want to use, and gives you the record.
Sound familiar?
Advisors text clients from personal phones.
Adoption is the control. A business line advisors prefer keeps conversations where you can see them.
Every tool exports in a different format.
Calls, texts, voicemails, and transcripts go to the archiver you already use, with a receipt for each record.
Settings drift office by office.
Set policy once at the top. Every office inherits it, and advisors can't switch it off.
What you'll use
The parts of CurrentClient that matter most here. Every one is archived and synced to your CRM.
Delivered to the archiver you already use
Calls, texts, voicemails, and transcripts flow to Smarsh, Global Relay, Hadrius, RIA Comp Tech, and more.
Five-year retention with receipts
Five years of history kept on our side, plus a receipt for every record delivered to your archiver.
Reports and exports on demand
Pull reports or export conversations whenever an examiner or your own review asks for them.
Firm-controlled numbers
Client conversations happen on a number the firm controls, not on a personal cell.
Policy set once for every office
Set policy at the network level. Every office inherits it, and advisors can't switch it off.
Opt-in and unsubscribe tracking
Opt-ins and STOP requests are tracked for you, so every text stays on the right side of the TCPA.
Texting →SOC 2 Type 2 and MFA
An audited SOC 2 Type 2 report, multi-factor authentication for every user, and a vendor diligence packet ready for review.
Where we fit
We do the first layer well. The other two stay yours, and get easier because of it.
[01]
Capture
CurrentClient, on a firm-controlled number.
[02]
Retain
Your archiver, in the format your program requires.
[03]
Review
Your supervision program, with everything in one place.
Works with your archiver
Calls, texts, voicemails, and transcripts delivered to 14 archivers, each with a setup guide.
“Thoughtfully designed and a joy to use compared to other compliant solutions I have used.”
Russ ThorntonWealthcare for WomenThe compliant channel has to be the easy one.
Off-channel texting starts when the approved tool is slower than a personal phone. CurrentClient gives advisors a business line they want to use, and gives you the record.