RIA Comp Tech
Connect CurrentClient to RIA Comp Tech so every text message is archived in compliance software built specifically for registered investment advisors
Updated September 6, 2026
Connect CurrentClient to RIA Compliance Technology to automatically forward every text message into your RIA Comp Tech archive for books and records compliance.
Who is RIA Comp Tech?#
RIA Compliance Technology is a software platform built by compliance professionals for registered investment advisers. Their Simple Email Archive product captures email, social media, websites, SMS, iMessage, and WhatsApp under SEC Rule 204-2 and FINRA guidelines, alongside trade monitoring and a compliance calendar.
What you'll need#
Your RIA Comp Tech journal destination email address. You can find it in your RIA Comp Tech portal or ask your RIA Comp Tech account team.
Connect RIA Comp Tech#
Open the RIA Comp Tech setup screen and paste in your journal address.
For background on why archiving is required, see the archiving overview and the setup archiving guide.